Notice of Proposed Sale of Securities (Form 144)

What this filing is, when it is due, and who has to file it for a company in United States. LawDep tracks every deadline on an auto-rolling compliance calendar and prepares the filing before you submit it.

Cadence

Event-based

How often it recurs

Filed with

SEC

Securities Act 1933 s.4(1)

Due

on proposed sale of restricted securities

Deadline rule

What is the Form 144 filing?

Notice of Proposed Sale of Securities (Form 144) is an event-driven compliance filing that a United States company files with SEC. The deadline is on proposed sale of restricted securities. The filing is governed by Securities Act 1933 s.4(1).

Typical evidence required

  • filing copy

Who files it

This filing applies to companies operating in this jurisdiction. LawDep applies it to the right entity types automatically, so a filing for one subsidiary never lands on the wrong one.

Track it automatically

Form 144 is prepared for you, but it is not added to the auto-rolling calendar, because this filing's date depends on an event we cannot predict. Add it manually.

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LawDep is not a law firm and does not provide legal advice. All AI-generated content is marked as such and should be reviewed by qualified counsel before use.