Reg D Exempt Offering Notice (Form D)
What this filing is, when it is due, and who has to file it for a US company. LawDep tracks every deadline on an auto-rolling compliance calendar and prepares the filing before you submit it.
Event-based
How often it recurs
SEC
Securities Act 1933 s.4(2) / Reg D
Within 15 days of first sale
Deadline rule
What is the Form D filing?
Reg D Exempt Offering Notice (Form D) is a event compliance filing that a United States company files with SEC. It is due Within 15 days of first sale. The filing is governed by Securities Act 1933 s.4(2) / Reg D.
Typical evidence required
- filing acknowledgement
Who files it
This filing applies to companies operating in this jurisdiction. LawDep applies it to the right entity types automatically, so a filing for one subsidiary never lands on the wrong one.
Other United States compliance filings
Franchise Tax
Delaware Franchise Tax + Annual Report
Annual Report
State Annual Report
Form 144
Notice of Proposed Sale of Securities (Form 144)
Form 3
Initial Statement of Beneficial Ownership (Form 3)
Form 4
Statement of Changes in Beneficial Ownership (Form 4)
Form 5
Annual Statement of Beneficial Ownership (Form 5)
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